She is also a member of the Rotary Club of Greater Birmingham. His primary focus was financial institutions. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Chief Administrative and Human Resources Officer. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Fournier J. Gale, III During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. 8 a.m. 7 p.m. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. In addition, Nolan oversees competitive and strategic analysis. John B. Owen Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Fill out the form to connect with a representative and learn more. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. She also served in various positions with Scotiabank, including senior vice president of retail lending, vice president of credit risk management, and director of underwriting and collections. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. This press release features multimedia. Cheatham graduated from Auburn University with a bachelors degree in accounting. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Kate R. Danella He is also a member of the companys Executive Leadership Team. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. He began his career in the Jackson, Mississippi office of Arthur Andersen. Chief Data and Analytics Officer. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. John Turner is president and chief executive officer of Regions Financial Corporation. Jeremy King | Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Nolan joined Regions in 1989. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. He is a member of the banks Executive Leadership Team. Senior Executive Vice President He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. He is a member of the banks Executive Leadership Team. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Keenan earned a bachelors degree in Political Science from Furman University. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Additionally, he served as a member of RMAs Regulatory Relations Committee. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. He is a member of the companys Executive Leadership Team. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Boots Gale, III is general counsel and corporate secretary for Regions. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Advisory Services are offered through Cetera Investment Advisers LLC. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Bank compliance officers evaluate policies/procedures and ensure they . Anthony Restel President, Regional Banking . He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Most recently, Danella served as Head of Private Wealth Management. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Chief Risk Officer. Andrew Nix will join Regions as chief governance officer on March 17. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Commercial Banking includes clients with revenues between $1MM and $250MM. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. Senior Executive Vice President Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Andy Hernandez is Chief Digital Officer for Regions. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Senior Executive Vice President Member FDIC. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Executive Vice President Nix commits much of his time to community engagement and professional organizations. He leads the company's Executive Leadership Team. He leads the companys Executive Leadership Team. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Regions Investment Solutions is a marketing name of Cetera Investment Services. Senior Executive Vice President Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Corporate governance is my passion. Executive Vice President 2023 Regions Bank. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Chief Digital Officer. Gartner Terms of Use In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Additional information about Regions and its full line of products and services can be found at www.regions.com. Core Product Marketing. Plimpton joined Regions in 2020, following an 18-year career at General Electric. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Executive Vice President (Photo: Business Wire). Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. All Rights Reserved. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Regions Investment Solutions is a marketing name of Cetera Investment Services. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Senior Executive Vice President These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. He is a alumnus of the Graduate School of Banking at Louisiana State University. Head of Corporate Real Estate and Procurement. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Privacy Policy. General Counsel and Corporate Secretary. Logan M. Pichel RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Andrew Nix will join Regions as chief governance officer on March 17. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. He is also a member of the Southeastern Council of Foundations. New compliance officers face an overwhelming amount of tasks during their first few months. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Nix will report to Tara Plimpton, chief legal officer for the bank. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Regions provides links to other websites merely and strictly for your convenience. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Executive Vice President He began his career at Crestar Mortgage. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Privacy Policy. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Gartner Terms of Use He began his career in information systems with McDonnell-Douglas. By Jeremy King | February 9, 2021. Senior Executive Vice President Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Corporate governance is my passion. Chief Risk Officer . Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. By clicking the "Access Your Download" button, you are agreeing to the Core Product Marketing. The LifeGreen color is a trademark of Regions Bank. M. Deron Smithy Barb Godin Treasurer. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Head of Corporate Banking Group. Chief Operating Officer. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Regions News on Twitter: @RegionsNews. Discover the four best practice approaches in investigation management. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. February 9, 2021. C. Keith Herron His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Head of Corporate Banking Group. He was also head of Commercial Middle Market and Treasury Management Sales. Andrew Nix. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. She also serves as vice president and program chair. Corporate Banking Division Head. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. David Popwell President, Specialty Banking . In 2006, he led the HR integration during the Regions/AmSouth merger. About Regions Financial Corporation Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Senior Executive Vice President Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. He was named president in December 2017. Andrs "Andy" Hernndez Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. Birmingham's largest bank has added a new leader to its ranks. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Design a human-centric compliance culture. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Head of the Wealth Management Group. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Please refine your filters to display data. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Tammy LoCascio . From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Scott M. Peters Couch earned a bachelors degree in Corporate Finance from the University of Alabama. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Gartner helps compliance officers transition confidently andsucceed faster.